We are always looking for private fund compliance experts, talented industry professionals, and aspiring compliance officers to join our team. As a premiere compliance services provider to private fund firms across the U.S. and abroad, Standish Compliance is committed to training, developing, equipping, resourcing, and rewarding young and seasoned professionals to excel in their compliance career.
A Standish Compliance Analyst/Intern has the unique opportunity to learn the private fund industry and SEC compliance practice from veteran SEC and industry experts, mid-level seasoned compliance professionals, and other dedicated junior team members in an inviting and rewarding atmosphere. Standish Compliance is a fast-paced, high-energy firm dedicated to providing excellent proactive, high-touch expert service. We are committed to maintaining a family-friendly, fun, work-life balanced environment. We value team members who are easy to get along with, and who work collaboratively with others. Standish Compliance succeeds when our team is given opportunities to grow and develop their expertise and skills with the firm.
Position Summary
The Compliance Associate will work as an integral part of client teams together with Senior Compliance Officers, Compliance Officers and Analysts to deliver exceptional compliance services. The Compliance Associate will have the unique opportunity to learn the financial services industry and SEC compliance practices from veteran SEC and industry experts, mid-level seasoned compliance professionals and dedicated junior team members in an inviting and rewarding atmosphere. Standish Compliance is a fast-paced, high-energy firm where the Compliance Associate will have opportunities to grow and advance within the firm as his/her knowledge, skills, experience, and enthusiasm permit.
The Compliance Associate will be called upon to study and understand new regulatory developments, assist with the development of compliance tracking tools, and participate in client development activities. The Compliance Associate will work closely with senior management and other compliance professionals within Standish Compliance to expand his/her knowledge and expertise of the private fund industry and investment adviser regulatory and compliance requirements.
Position Summary
The Compliance Associate candidate must:
Senior Compliance Associates work as an integral part of client teams together with Senior Compliance Officers, Compliance Officers and Compliance Associates to deliver exceptional compliance services. Senior Compliance Associates must have an advanced understanding of the private fund industry and regulatory and compliance requirements for private fund managers. As part of a team of private fund compliance experts, Senior Compliance Associates have the unique opportunity to continue to learn and develop expertise regarding the financial services industry and SEC compliance practices from veteran SEC and industry experts, mid-level seasoned compliance professionals and dedicated junior team members in an inviting and rewarding atmosphere. Standish Compliance is a fast-paced, high-energy firm where Senior Compliance Associates have opportunities to grow and advance within the firm as their knowledge, skills, experience, and enthusiasm permit.
Senior Compliance Associates must pass required testing to demonstrate their regulatory and compliance expertise and skills. Further, Senior Compliance Associates are called upon to study and understand new regulatory developments, assist with the development of compliance tracking tools, and participate in client development activities. Senior Compliance Associates work closely with senior management and other compliance professionals to expand their knowledge and expertise of the private fund industry and investment adviser regulatory and compliance requirements.
Position Summary
The Senior Compliance Associate candidate must:
The Compliance Officer will serve as an integral member of client service teams, working closely with Managing Directors, Senior Officers, Associates, and Analysts to deliver high-quality compliance services. The Officer will be responsible for managing 15 or more client relationships and developing a comprehensive understanding of each client’s business in order to provide customized, proactive compliance support. Key responsibilities include conducting compliance monitoring and testing, preparing and delivering annual compliance reviews, compliance manuals, risk assessments, training programs, compliance documentation, and required regulatory filings. The Officer will also train and oversee Associates and Senior Associates in Code of Ethics administration and the preparation and filing of regulatory forms, including Form ADV, Form PF, Form D, Blue Sky filings, Forms 13F, 13H, 13D/G, and Form NPX. The Officer will analyze and summarize regulatory developments, contribute to the development and delivery of compliance training materials, and participate in client development initiatives. The role involves close collaboration with senior management and other compliance professionals to further develop expertise in private fund operations and investment adviser regulatory requirements. Opportunities for advancement are available based on performance, experience, and demonstrated capability.
Position Summary
A Compliance Officer candidate must have 3-7 years of compliance and regulatory experience in the Investment Advisers Act and federal securities laws, as well as strong working knowledge of the private fund industry and compliance needs of private fund managers. The position requires excellent written and verbal communication skills, strong analytical abilities, a high degree of professionalism, and a proactive, detail-oriented approach to work. The Officer must be capable of effectively leading or participating in client meetings and representing Standish Compliance in a manner that fosters client confidence and trust. The role requires the ability to manage multiple client engagements concurrently, the ability to transition efficiently between assignments, and work both independently and collaboratively. The Compliance Officer will also be responsible for assisting in the training, development, and mentoring of other team members, while anticipating client and firm needs and meeting deadlines in accordance with established standards and client commitments.
The Senior Compliance Officer will serve as a member of Standish Compliance senior management and will work strategically with leadership and firm-wide teams to build, grow, and maintain a best-in-class compliance service offering. The role includes leading and managing a team of Compliance Officers, Associates, and Analysts to deliver high-quality compliance services. The Senior Compliance Officer will maintain significant client interaction, develop a deep understanding of client businesses, and provide customized, proactive compliance guidance that enables clients to focus on their core investment activities. The role is responsible for ensuring that client service teams effectively administer compliance programs, including compliance manuals, risk assessments, monitoring and testing, annual compliance reviews, compliance documentation, and regulatory filings. The Senior Compliance Officer will maintain subject matter expertise by monitoring private fund industry developments, regulatory and enforcement trends, and evolving compliance best practices. Opportunities for advancement within the firm are available based on performance, experience, and demonstrated leadership.
Position Summary
The Senior Compliance Officer must possess 7-10 years of compliance and regulatory experience under the Investment Advisers Act and federal securities laws, as well as deep expertise in private fund operations and compliance requirements. The role is a strategic leadership position responsible for the growth and oversight of Standish Compliance’s regulatory and compliance services and related business operations. Key responsibilities include building and overseeing a book of business; serving as primary relationship manager for clients; leading client service teams; overseeing the timely delivery and quality of all client work product in accordance with firm standards; and providing strategic guidance to clients, internal teams, business partners, and other stakeholders. Additional leadership responsibilities include client team oversight; regulatory expertise; product development and enhancement; industry and service provider relationships; regulatory engagement; and other duties as assigned. The role requires the ability to work independently and proactively while collaborating effectively with clients, external counsel, service providers, and internal teams at all levels. The Senior Compliance Officer is also responsible for recruiting, training, developing, and managing team memb