Standish Compliance seeks to ask the right questions, listen, learn and understand each client’s unique business thoroughly as we build a comprehensive risk-based compliance program that satisfies regulatory requirements, but is also pragmatic and fits the firm’s business. The compliance program includes a customized Compliance Manual and Code of Ethics, policies, procedures, controls and disclosures.

You can engage Standish Compliance as an integral part of your compliance team to administer the compliance program, including maintaining a compliance calendar and checklists of required activities. The core team engages with your team regularly through in-person and virtual compliance meetings and plays an integral role in managing and completing requisite compliance tasks and responsibilities.