Regulatory Forum – Q1 2021 Update

As we reflect on 2020 and look ahead to 2021, it is clear that a lot has changed and much is expected to change at the Securities and Exchange Commission (SEC) and in the regulatory environment in general. In this inaugural issue of the Regulatory Forum Quarterly Update, we discuss expected changes at the SEC as well as recent SEC rulemaking, exam developments, enforcement developments, and guidance, along with other regulatory developments.