Join Willkie and Standish Compliance in Dallas for a compliance roundtable discussion on the 2026 regulatory outlook for investment advisers and fund managers. In this session, we will discuss the current SEC landscape, highlighting what’s new and notable, including recent exam and enforcement trends. We will also touch on CFTC filings and exemptions and provide predictions for 2026.

If there are other topics you’re interested in discussing, please include those with your registration responses.

A networking reception will be held immediately following the presentation. Space is limited. Please RSVP only if you are able to attend in person. RSVP by Thursday, February 19, 2026.

This roundtable will not be recorded.

DATE & TIME
Thursday
February 26, 2026
4:00 p.m. - 6:00 p.m. CT

Check-in/Registration: 3:45 p.m.
Roundtable: 4:00 p.m. - 5:00 p.m.
Reception: 5:00 p.m. - 6:00 p.m.

LOCATION
Willkie Farr & Gallagher LLP
Dallas Office
2699 Howell Street
Dallas, TX 75204

SPEAKERS
S. Kris Agarwal
Partner, Willkie Farr & Gallagher LLP

Jennifer R. Porter
Partner, Willkie Farr & Gallagher LLP

A. Kristina Littman
Partner, Willkie Farr & Gallagher LLP

Kimberly Garber
Founder & CEO, Standish Compliance

Nicole De La Roca
Managing Director, Standish Compliance

QUESTIONS?
Please contact Presley Valenzuela

LINK ISSUES?
Please contact Jessica Bradford

ACCREDITATION
Those who attend this transitional seminar will be eligible to earn 1.0 NY CLE Professional Practice credits, 1.0 CA MCLE Participatory General credits, 1.0 IL MCLE General credits, and 1.0 TX MCLE Accredited General credits. For NY attorneys, this transitional program is eligible for both newly admitted attorneys and experienced attorneys. The Willkie CLE Department will assist attendees that are admitted to practice in other jurisdictions.