We hope you were able to join Weil, Gotshal & Manges LLP and Standish Compliance at the co-hosted live event focused on SEC exam findings and enforcement trends. In this session, we explained how to interpret deficiency letters, highlighted the most significant deficiency topics we’re seeing, and discussed other potential areas of interest from the SEC exam program. We also covered other related issues of particular interest being considered by the SEC enforcement staff. This event aimed to deliver actionable insights for in-house legal and compliance professionals navigating the current and changing SEC exam and enforcement landscape. Panelists included: Andrew Dean, Partner, Weil, Gotshal & Manges LLP; Christopher Mulligan, Partner, Weil, Gotshal & Manges LLP; David Wohl, Partner, Weil, Gotshal & Manges LLP; Andy Green, CFA, Senior Adviser, Standish Compliance; and Maryellen Maurer, Managing Director, Standish Compliance.

If you would like a copy of the slides or a link to the recording, please contact us at info@standishcompliance.com.