SEC to Hold November 2024 Compliance Outreach Program (09/20/24)

The SEC announced that it would hold a virtual national seminar for investment companies and investment advisers on November 7, 2024. The seminar will be hosted jointly by the Division of Examinations, Division of Enforcement, and Division of Investment Management. Advance registration is not required. A link to the live webcast will be made available on the morning of Nov. 7 on www.SEC.gov. The full agenda is available here.