Observations From 2025 & What to Look For in 2026

Join Morgan Lewis and Standish Compliance for a timely webinar discussing the SEC Examination and Enforcement Updates. The panel—including speakers from Morgan Lewis, Standish Compliance, and industry guest, Annie Hancock, Chief Compliance Officer and Deputy General Counsel at Altimeter and recent former attorney with the SEC’s Division of Enforcement—will discuss the SEC’s latest examination and enforcement priorities, trends observed throughout 2025, and key areas expected to shape the 2026 regulatory landscape.

Topics will include:

• Compliance with Regulation S-P
• Oversight of service providers
• Supervision and marketing of AI-driven strategies
• Exam trends and data analytics
• Enforcement themes emerging from recent SEC activity

DATE & TIME
Tuesday, December 2, 2025
1:00–2:00 pm ET

SPEAKERS
Christine Ayako Schleppegrell
Partner, Morgan Lewis

Annie Hancock
Chief Compliance Officer and General Counsel, Altimeter

Nicole De La Roca
Managing Director, Standish Compliance

Maryellen Maurer
Managing Director, Standish Compliance

ACCREDITATION
CLE credit in CA, FL, IL, MN, NY*, OH, OR, PA, TX, and VA is currently pending approval.

Credit in CT and NJ is pending approval via reciprocity. CLE credit is not available for the viewing of recorded sessions.

*This program qualifies for Newly Admitted Attorneys.

Those seeking CLE credit in any other state may be provided with a General Certificate of Attendance and may apply independently.

QUESTIONS?
Please contact Presley Valenzuela.

After registering for this event, you will receive webcast log-in instructions (or dial-in instructions for audio-only participation).