Observations From 2025 & What to Look For in 2026

We hope you were able to join Morgan Lewis and Standish Compliance on December 2, 2025, for a timely webinar discussing the SEC Examination and Enforcement Updates. The panel included Kelly L. Gibson, Christine Ayako Schleppegrell,  Maryellen Maurer, Nicole De La Roca, and Annie Hancock. This spectacular panel discussed the SEC’s latest examination and enforcement priorities, trends observed throughout 2025, and key areas expected to shape the 2026 regulatory landscape.

Topics included:

• Compliance with Regulation S-P
• Oversight of service providers
• Supervision and marketing of AI-driven strategies
• Exam trends and data analytics
• Enforcement themes emerging from recent SEC activity

If you missed it, you can access the recording and handout below. If you have questions, please contact Presley Valenzuela.