Nicole De La Roca is a private fund compliance expert and graduate of Yale University. Ms. De La Roca has been working in the regulatory compliance and anti-money laundering space since 2012. She holds Series 7 and 24 licenses and is a Certified Anti-Money Laundering Specialist as well as a Certified Global Sanctions Specialist. Ms. De La Roca began her career in the compliance and AML departments of a diversified financial services company and has served on the compliance team for a large, multi-national hedge fund. She provides compliance services for hedge funds, private equity funds and other alternative fund managers.