Todd Humphrey has over 30 years of experience in the investment regulatory and investment management industries. Prior to joining Standish Compliance, Mr. Humphrey was a managing director at ACA Group (“ACA”) for over eight years in their US Regulatory Group.  He also worked at PricewaterhouseCoopers LLP (“PwC”), first as a manager and later as a director in the Asset Management Regulatory Consulting Group.  His work at both ACA and PwC focused on private fund advisers and included performing compliance program assessments, conducting mock SEC examinations, conducting special investigations, conducting due diligence reviews, implementing compliance programs, and training client staff. He also co-authored articles on regulatory issues. Mr. Humphrey also worked as a registered investment adviser for nearly nine years, first as an equity analyst and later as a portfolio manager, and was responsible for oversight of the firm’s research group.  He also served as the firm’s interim chief compliance officer for two years.

Mr. Humphrey began his career at the U.S. Securities and Exchange Commission, where he was an examiner and later an accountant. While there, he helped lead and conduct numerous examinations of investment advisers and investment companies.

Mr. Humphrey earned his Bachelor of Science degree in Finance (Summa Cum Laude) from California State University, Fresno, and his Master of Business Administration degree from the University of Southern California. He also holds the Chartered Financial Analyst® designation and the Chartered Alternative Investment Analyst® designation.