Tyler Mathis is a Senior Compliance Officer at Standish Compliance Services, LLC, where he advises SEC-registered investment advisers and private fund managers on a broad range of regulatory and compliance matters. He works closely with clients to develop, implement, and enhance compliance programs, conduct annual reviews, prepare regulatory filings, and provide practical guidance on SEC regulations and industry best practices.

Prior to joining Standish Compliance, Mr. Mathis served as a Senior Consultant at Bovill Newgate, where he advised investment advisers, broker-dealers, forex providers, and money services businesses on regulatory compliance and risk management matters. He has extensive experience designing and evaluating compliance programs, compliance manuals, and Written Supervisory Procedures (WSPs), and has guided clients through regulatory matters involving the SEC, FINRA, CFTC, NFA, FINCEN, CIMA, and state regulatory agencies.

Earlier in his career, Mr. Mathis held compliance positions at Robinhood and Janus Henderson Investors, where he gained experience in investment compliance, regulatory examinations, trade surveillance, and portfolio compliance across a broad range of asset classes. His diverse regulatory and operational background enables him to provide practical, risk-based compliance solutions tailored to the needs of investment advisers and alternative investment managers.

Mr. Mathis holds a Bachelor of Science in Finance from the University of Denver.